SFC Licences of BROWNE Daniel Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 05 May 2020 | 23 July 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 July 2011 | 15 November 2016 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 29 April 2010 | 08 April 2011 |