SFC Licences of SUN Ming 孫明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 20 August 2018 20 January 2021
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 08 July 2016 05 August 2018
Autonomous Research Asia Limited 見地研究有限公司 RE 4 19 November 2014 01 June 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 28 September 2012 07 October 2014
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 28 September 2012 07 October 2014
CCB International Securities Limited 建銀國際證券有限公司 RE 4 30 April 2010 01 September 2012