SFC Licences of SUN Ming 孫明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 20 August 2018 | 20 January 2021 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 08 July 2016 | 05 August 2018 |
Autonomous Research Asia Limited 見地研究有限公司 | RE | 4 | 19 November 2014 | 01 June 2016 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 28 September 2012 | 07 October 2014 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 28 September 2012 | 07 October 2014 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 30 April 2010 | 01 September 2012 |