SFC Licences of SHUAI Qi Terry 帥琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 14 October 2016 | 02 May 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 May 2011 | 06 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 May 2011 | 06 June 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 May 2010 | 20 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 May 2010 | 20 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 May 2010 | 20 April 2011 |