SFC Licences of LIU Maretta Yiqi 劉奕琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 21 March 2012 | 07 March 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 March 2012 | 07 March 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 13 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 May 2010 | 13 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 May 2010 | 13 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 May 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 03 May 2010 | 06 December 2010 |