SFC Licences of YEUNG Pui Yan 楊佩恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 30 January 2019 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 30 January 2019 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 20 December 2018 | |
| Kin Bridge Capital Limited 健橋資本有限公司 | RE | 9 | 29 June 2018 | 23 November 2018 |
| Redford Asset Management Limited 泓福資產管理有限公司 | RE | 9 | 16 January 2015 | 01 June 2018 |
| Redford Securities Limited 泓福證券有限公司 | RE | 1 | 17 October 2014 | 01 June 2018 |
| Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 17 October 2014 | 01 June 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 August 2012 | 01 July 2014 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 August 2012 | 01 July 2014 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 13 May 2010 | 09 April 2012 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 13 May 2010 | 09 April 2012 |