SFC Licences of MAC ALOON John Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 22 January 2020 | 11 September 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 10 December 2019 | 11 September 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 19 February 2019 | 11 September 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 30 January 2014 | 29 August 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 30 January 2014 | 29 August 2018 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 23 August 2011 | 30 October 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 23 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 May 2010 | 23 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 27 May 2010 | 06 December 2010 |