SFC Licences of FUNG Lap Chiu 馮立超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 August 2018 | 03 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 11 October 2016 | 03 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 03 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 August 2016 | 03 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 30 August 2016 | 10 October 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 30 August 2016 | 10 October 2016 |
| Virtu ITG Hong Kong Limited | RE | 7 | 22 June 2010 | 17 May 2016 |
| Virtu ITG Hong Kong Limited | RE | 1 | 22 June 2010 | 17 May 2016 |