SFC licenceholder AVH197 FUNG Lap Chiu 馮立超

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 17 August 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 30 August 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 30 August 2016 10 October 2016
Virtu ITG Hong Kong Limited RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 22 June 2010 17 May 2016