SFC Licences of FUNG Lap Chiu 馮立超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 2 17 August 2018 03 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1, 7 11 October 2016 03 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 30 August 2016 03 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1, 7 30 August 2016 10 October 2016
Virtu ITG Hong Kong Limited
RE 1, 7 22 June 2010 17 May 2016