SFC Licences of LI Ming Jeung, Michael 李名璋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 03 August 2016 | 01 March 2024 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 03 August 2016 | 01 March 2024 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 03 August 2016 | 01 March 2024 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 23 December 2015 | 13 May 2016 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 14 September 2011 | 30 September 2012 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 21 April 2011 | 11 August 2011 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 21 April 2011 | 11 August 2011 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 30 June 2010 | 11 April 2011 |