SFC Licences of OR Kin 柯堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Finet Securities Limited 財華證券有限公司 | RE | 4 | 18 July 2017 | 29 June 2018 |
Finet Securities Limited 財華證券有限公司 | RE | 1 | 18 July 2017 | 29 June 2018 |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 29 November 2016 | 22 February 2017 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 29 November 2016 | 22 February 2017 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 19 February 2016 | 11 November 2016 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 18 September 2015 | 12 February 2016 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 16 January 2014 | 15 August 2015 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 04 June 2010 | 17 February 2012 |