SFC Licences of YANG Lingxiu 楊灵修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 08 January 2024 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 March 2021 | 30 September 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 07 May 2018 | 31 July 2020 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 23 February 2016 | 24 April 2018 |
| UBS Securities Asia Limited | RE | 4 | 11 June 2015 | 30 June 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 10 June 2010 | 07 June 2013 |