SFC Licences of KOHLI Nikhil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2014 | 13 October 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 June 2014 | 13 October 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 03 June 2014 | 13 July 2022 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 14 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 14 March 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 23 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 June 2010 | 01 March 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 June 2010 | 01 March 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 June 2010 | 01 March 2011 |