SFC Licences of ROPER Ian David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 27 May 2016 | 31 August 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 June 2010 | 10 September 2015 |