SFC Licences of JIANG Xiongxiao 蔣熊孝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	12 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	12 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	12 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	30 June 2020	12 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	30 June 2020	12 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	30 June 2020	12 May 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	15 December 2017	21 June 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	15 December 2017	21 June 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	6	26 July 2017	21 June 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	26 July 2017	21 June 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	26 July 2017	21 June 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	09 February 2015	07 July 2017
CLSA Limited 中信里昂證券有限公司	RE	1	10 February 2014	20 January 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	18 June 2010	09 February 2014