SFC Licences of SCULLY James Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 29 December 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 December 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 04 September 2018 14 September 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 March 2012 18 May 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 June 2010 17 December 2011