SFC Licences of NEWTON Christopher John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	27 August 2021	07 September 2022
Morgan Stanley Hong Kong Securities Limited	RE	2	27 August 2021	07 September 2022
Morgan Stanley Hong Kong Securities Limited	RE	1	27 August 2021	07 September 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	27 August 2021	07 September 2022
Morgan Stanley Hong Kong Securities Limited	RE	7	14 October 2019	17 July 2020
Morgan Stanley Hong Kong Securities Limited	RE	2	14 October 2019	17 July 2020
Morgan Stanley Hong Kong Securities Limited	RE	1	14 October 2019	17 July 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	14 October 2019	17 July 2020
J.P. Morgan Broking (Hong Kong) Limited	RE	5	01 December 2015	06 August 2019
J.P. Morgan Broking (Hong Kong) Limited	RE	2	01 December 2015	06 August 2019
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 December 2015	05 October 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 December 2015	05 October 2016
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	23 June 2010	01 June 2011