SFC Licences of WANG Yihua 王奕華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 15 September 2021
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 31 January 2018 06 August 2021
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 31 January 2018 06 August 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 06 August 2014 11 December 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 06 August 2014 11 December 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 06 August 2014 11 December 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 25 June 2010 01 August 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 25 June 2010 01 August 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 25 June 2010 01 August 2012