SFC Licences of CHAN Ying Kuk, Joyce 陳映菊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 02 July 2019 14 August 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 22 November 2018 06 June 2019
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 22 November 2018 06 June 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 1 10 April 2018 27 September 2018
CCB International Securities Limited 建銀國際證券有限公司 RO 2 10 April 2018 27 September 2018
CCB International Securities Limited 建銀國際證券有限公司 RO 1 10 April 2018 27 September 2018
CCB International Capital Limited 建銀國際金融有限公司 RO 1 10 April 2018 27 September 2018
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 08 September 2017 10 April 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 2 08 September 2017 10 April 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 1 08 September 2017 10 April 2018
CCB International Capital Limited 建銀國際金融有限公司 RE 1 08 September 2017 10 April 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 11 February 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 27 August 2012 14 January 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 24 April 2012 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 July 2010 11 February 2017