SFC Licences of TANG Kuan Mo 鄧君武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 02 August 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 02 August 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 August 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 10 January 2022 | 20 May 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 January 2022 | 20 May 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 October 2011 | 24 December 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 07 October 2011 | 20 February 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 July 2010 | 02 August 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2010 | 02 August 2011 |