SFC Licences of GUAN Ling 關玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 30 September 2014 | 19 January 2020 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 30 September 2014 | 19 January 2020 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 30 September 2014 | 19 January 2020 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 30 September 2014 | 19 January 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 March 2013 | 11 August 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 July 2010 | 11 August 2014 |