SFC Licences of GUAN Ling 關玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 30 September 2014 19 January 2020
CCB International Securities Limited 建銀國際證券有限公司 RE 2 30 September 2014 19 January 2020
CCB International Securities Limited 建銀國際證券有限公司 RE 1 30 September 2014 19 January 2020
CCB International Capital Limited 建銀國際金融有限公司 RE 1 30 September 2014 19 January 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 2 28 March 2013 11 August 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 16 July 2010 11 August 2014