SFC Licences of GREEN Jonathan Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 1 | 28 March 2024 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 22 July 2020 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 May 2020 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 24 April 2020 | 22 July 2020 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 28 January 2016 | 21 November 2019 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 28 August 2015 | 28 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 July 2010 | 21 May 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 July 2010 | 21 May 2015 |