SFC Licences of VIDALE Nicholas John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GLG Partners Hong Kong Limited | RE | 9 | 14 August 2012 | 01 December 2016 |
GLG Partners Hong Kong Limited | RE | 4 | 14 August 2012 | 01 December 2016 |
GLG Partners Hong Kong Limited | RE | 2 | 14 August 2012 | 01 December 2016 |
GLG Partners Hong Kong Limited | RE | 1 | 14 August 2012 | 01 December 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 August 2010 | 29 June 2012 |