SFC Licences of LI Kai Wai 李繼偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 14 November 2017 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 14 November 2017 | |
| Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 27 October 2016 | 25 October 2017 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 18 February 2014 | 19 October 2016 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 18 February 2014 | 19 October 2016 |
| Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 22 December 2011 | 25 October 2013 |
| Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 29 March 2011 | 25 October 2013 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 July 2010 | 19 March 2011 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 28 July 2010 | 19 March 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 July 2010 | 19 March 2011 |