SFC Licences of SU Yuan-hui 蘇圓惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 06 December 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 December 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 August 2010 | 22 June 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 August 2010 | 22 June 2021 |