SFC Licences of SHEN Chengjie 沈承杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tang Wealth International Limited 大唐財富國際有限公司 RO 9 26 June 2023
Tang Wealth International Limited 大唐財富國際有限公司 RO 4 26 June 2023
Tang Wealth International Limited 大唐財富國際有限公司 RO 1 26 June 2023
AA Investment Management Limited 安安投資管理有限公司 RO 9 21 September 2021 28 February 2023
AA Investment Management Limited 安安投資管理有限公司 RO 4 21 September 2021 28 February 2023
AA Investment Management Limited 安安投資管理有限公司 RO 1 21 September 2021 28 February 2023
AA Investment Management Limited 安安投資管理有限公司 RE 9 15 September 2021 21 September 2021
AA Investment Management Limited 安安投資管理有限公司 RE 4 15 September 2021 21 September 2021
AA Investment Management Limited 安安投資管理有限公司 RE 1 15 September 2021 21 September 2021
Chiyu International Capital Limited 集友國際資本有限公司 RE 4 18 September 2019 31 July 2020
Chiyu International Capital Limited 集友國際資本有限公司 RE 1 18 September 2019 31 July 2020
Chiyu Asset Management Limited 集友資產管理有限公司 RO 9 08 July 2019 31 July 2020
Chiyu Asset Management Limited 集友資產管理有限公司 RE 9 13 June 2019 08 July 2019
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RE 9 05 January 2018 10 May 2019
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RE 4 05 January 2018 10 May 2019
HZ CAPITAL LIMITED RO 9 18 January 2017 31 December 2017
HZ CAPITAL LIMITED RO 5 18 January 2017 31 December 2017
HZ CAPITAL LIMITED RO 4 18 January 2017 31 December 2017
HZ CAPITAL LIMITED RE 9 23 September 2016 18 January 2017
HZ CAPITAL LIMITED RE 5 23 September 2016 18 January 2017
HZ CAPITAL LIMITED RE 4 23 September 2016 18 January 2017
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 9 12 September 2014 05 August 2016
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 4 12 September 2014 05 August 2016
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 11 August 2010 21 November 2011