SFC Licences of KWOK Simon 郭世民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZH Securities Limited 中昊証券有限公司 | RO | 2 | 16 February 2024 | |
| ZH Securities Limited 中昊証券有限公司 | RE | 9 | 16 October 2023 | |
| ZH Securities Limited 中昊証券有限公司 | RE | 4 | 16 October 2023 | |
| ZH Securities Limited 中昊証券有限公司 | RE | 1 | 16 October 2023 | |
| Spring Securities Limited 泉湧證券有限公司 | RE | 1 | 15 August 2023 | 31 August 2023 |
| Tap Capital Limited 水龍頭管理有限公司 | RE | 9 | 05 June 2023 | 31 August 2023 |
| Tap Capital Limited 水龍頭管理有限公司 | RE | 4 | 05 June 2023 | 31 August 2023 |
| Meta Futures Limited 元宇期貨有限公司 | RO | 5 | 09 November 2022 | 15 December 2022 |
| Meta Futures Limited 元宇期貨有限公司 | RO | 2 | 09 November 2022 | 15 December 2022 |
| Metaverse Securities Limited 元宇證券有限公司 | RO | 4 | 30 December 2021 | 15 December 2022 |
| Metaverse Securities Limited 元宇證券有限公司 | RO | 1 | 30 December 2021 | 15 December 2022 |
| Metaverse Securities Limited 元宇證券有限公司 | RE | 1 | 24 September 2021 | 30 December 2021 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 11 February 2019 | 14 June 2021 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 2 | 29 August 2018 | 14 June 2021 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 29 August 2018 | 11 February 2019 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 25 July 2018 | 29 August 2018 |
| Fairwin Broking Limited 海富證券有限公司 | RO | 2 | 06 October 2017 | 28 June 2018 |
| MFG Limited 峰滙金融集團有限公司 | RO | 2 | 22 February 2016 | 01 September 2017 |
| MFG Limited 峰滙金融集團有限公司 | RE | 1 | 29 September 2015 | 01 September 2017 |
| MFG Limited 峰滙金融集團有限公司 | RE | 2 | 29 September 2015 | 22 February 2016 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 November 2014 | 28 September 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 November 2014 | 28 September 2015 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 | RE | 2 | 12 December 2012 | 03 October 2014 |
| Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 01 March 2011 | 19 May 2011 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 | RE | 2 | 01 March 2011 | 19 May 2011 |
| Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 10 September 2010 | 14 December 2010 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 10 September 2010 | 14 December 2010 |