SFC Licences of HO Lok Yan, Joyce 何樂忻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 14 September 2016 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 14 September 2016 | |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 9 | 27 May 2014 | 25 August 2016 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 4 | 27 May 2014 | 25 August 2016 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 1 | 27 May 2014 | 25 August 2016 |
| Value Partners Limited 惠理基金管理公司 | RE | 9 | 27 May 2014 | 25 August 2016 |
| Value Partners Limited 惠理基金管理公司 | RE | 4 | 27 May 2014 | 25 August 2016 |
| Value Partners Limited 惠理基金管理公司 | RE | 1 | 27 May 2014 | 25 August 2016 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 14 February 2013 | 15 May 2014 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 14 February 2013 | 15 May 2014 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 14 February 2013 | 15 May 2014 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 14 February 2013 | 15 May 2014 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 11 August 2010 | 15 May 2014 |