SFC Licences of HO Lok Yan, Joyce 何樂忻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 4 14 September 2016
UBS Asset Management (Hong Kong) Limited RE 1 14 September 2016
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 27 May 2014 25 August 2016
Value Partners Limited 惠理基金管理公司 RE 1 27 May 2014 25 August 2016
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 27 May 2014 25 August 2016
Value Partners Limited 惠理基金管理公司 RE 4 27 May 2014 25 August 2016
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 27 May 2014 25 August 2016
Value Partners Limited 惠理基金管理公司 RE 9 27 May 2014 25 August 2016
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 14 February 2013 15 May 2014
JPMorgan Asset Management (Asia Pacific) Limited RE 9 14 February 2013 15 May 2014
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 14 February 2013 15 May 2014
JPMorgan Asset Management (Asia Pacific) Limited RE 4 14 February 2013 15 May 2014
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 11 August 2010 15 May 2014