SFC Licences of YE Lin 葉林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 04 December 2018 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 04 December 2018 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 03 December 2018 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 30 July 2012 | 29 June 2018 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 23 August 2010 | 24 May 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 23 August 2010 | 24 May 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 August 2010 | 24 May 2011 |