SFC Licences of REN Ning 任凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 21 October 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 21 October 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 06 March 2015 | 18 December 2016 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 13 November 2014 | 14 February 2015 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 13 November 2014 | 14 February 2015 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 25 August 2010 | 23 October 2014 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 25 August 2010 | 23 October 2014 |