SFC Licences of JONES Edward Harry James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 1 | 19 October 2020 | 31 January 2024 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 06 September 2017 | 31 August 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 September 2017 | 31 August 2018 |
| Mirabaud (Asia) Limited | RE | 4 | 11 January 2017 | 28 July 2017 |
| Mirabaud (Asia) Limited | RE | 1 | 11 January 2017 | 28 July 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 26 June 2015 | 10 August 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 June 2015 | 10 August 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 June 2015 | 10 August 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 19 January 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 02 September 2010 | 19 January 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 September 2010 | 19 January 2015 |