SFC Licences of TSENG Hsien Hsu 曾賢序
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 02 September 2016 | 21 November 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 02 September 2016 | 21 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 November 2011 | 02 April 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 03 January 2011 | 02 April 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2010 | 02 April 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 September 2010 | 03 January 2011 |