SFC Licences of ZHAO Yanlin 趙彥琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 16 February 2023 | |
Merrill Lynch (Asia Pacific) Limited | RE | 5 | 09 February 2023 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 September 2015 | 16 February 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 September 2015 | 19 September 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 19 October 2011 | 25 June 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 October 2010 | 30 August 2011 |