SFC Licences of MOK Ka Ho 莫嘉豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Harbour International Securities Limited 中灣國際證券有限公司	RO	1	04 March 2024
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RE	9	29 November 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RE	4	29 November 2023
uSmart Securities Limited 盈立證券有限公司	RO	9	04 July 2019	22 October 2019
uSmart Securities Limited 盈立證券有限公司	RO	4	04 July 2019	22 October 2019
uSmart Securities Limited 盈立證券有限公司	RO	1	04 July 2019	22 October 2019
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司	RO	4	28 June 2016	13 May 2018
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司	RO	1	28 June 2016	13 May 2018
GEO Securities Limited 智易東方證券有限公司	RO	4	10 June 2015	16 November 2015
GEO Securities Limited 智易東方證券有限公司	RE	4	03 December 2014	10 June 2015
GEO Securities Limited 智易東方證券有限公司	RO	1	20 October 2014	16 November 2015
GEO Securities Limited 智易東方證券有限公司	RE	1	11 September 2014	20 October 2014
Sun Securities Limited 太陽證券有限公司	RO	1	11 February 2014	31 August 2014
Sun Securities Limited 太陽證券有限公司	RE	1	18 April 2011	11 February 2014
AIF Securities Limited 亞投證券有限公司	RE	1	27 October 2010	07 April 2011