SFC Licences of SHAH Kiran Dhirajlal

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	29 September 2015	29 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	29 September 2015	29 January 2016
J.P. Morgan Broking (Hong Kong) Limited	RO	5	25 September 2014	29 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RO	2	25 September 2014	29 June 2015
J.P. Morgan Securities (Far East) Limited	RO	4	18 February 2013	29 June 2015
J.P. Morgan Securities (Far East) Limited	RO	1	18 February 2013	29 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RO	7	07 August 2012	29 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	08 May 2012	25 September 2014
J.P. Morgan Broking (Hong Kong) Limited	RE	2	08 May 2012	25 September 2014
J.P. Morgan Broking (Hong Kong) Limited	RO	4	10 November 2011	29 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RO	1	10 November 2011	29 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RO	5	10 November 2011	08 May 2012
J.P. Morgan Broking (Hong Kong) Limited	RO	2	10 November 2011	08 May 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	5	22 October 2010	10 November 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	4	22 October 2010	10 November 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	2	22 October 2010	10 November 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	1	22 October 2010	10 November 2011