SFC Licences of LAI Chun Chiu 賴俊超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 6 | 03 January 2020 | 30 June 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 03 January 2020 | 30 June 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 22 April 2014 | 03 January 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 April 2014 | 03 January 2020 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 June 2013 | 01 January 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 01 November 2010 | 14 May 2013 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 01 November 2010 | 14 May 2013 |