SFC Licences of YIP Wing Sze, Venz 葉穎詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 30 June 2021 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 30 June 2021 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 30 June 2021 | |
CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 03 December 2018 | 29 May 2020 |
CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 03 December 2018 | 29 May 2020 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 29 December 2017 | 29 May 2020 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 29 December 2017 | 29 May 2020 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 29 December 2017 | 29 May 2020 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 12 November 2012 | 30 August 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 March 2011 | 30 August 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 21 October 2010 | 12 September 2011 |