SFC Licences of WONG Cheuk Him, Alvin 黃卓謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 | RO | 6 | 10 August 2016 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 10 August 2015 | 10 August 2016 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 10 August 2015 | |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 12 February 2015 | 31 July 2015 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 12 February 2015 | 31 July 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 20 December 2010 | 23 January 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 20 December 2010 | 23 January 2015 |