SFC Licences of WU Man 吳曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 07 October 2022 | 31 December 2022 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 30 September 2016 | 27 February 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 30 September 2016 | 27 February 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 November 2011 | 12 July 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 10 November 2010 | 18 November 2011 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 10 November 2010 | 18 November 2011 |