SFC Licences of SO King Pui 蘇敬培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 9 | 18 October 2022 | |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 1 | 18 October 2022 | |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 4 | 02 September 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 December 2015 | 15 August 2022 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 | RE | 9 | 23 December 2010 | 24 May 2013 |