SFC Licences of KUNG Hwei Kuok 龔惠国
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 11 October 2016 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 11 October 2016 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 31 July 2013 | 16 December 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 July 2013 | 16 December 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 31 July 2013 | 16 December 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 31 July 2013 | 31 August 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 November 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 November 2010 | 06 December 2010 |