SFC licenceholder AWI947 LI Linxuan Katrina 李琳暄

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2015-11-11
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2010-11-24 2015-05-19