SFC licenceholder AWI947 LI Linxuan Katrina 李琳暄

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 11 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2010 19 May 2015