SFC Licences of TAM Wai Kit, Jonathan 譚瑋杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 21 June 2011 19 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 21 June 2011 19 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 June 2011 19 September 2012
Merrill Lynch Far East Limited RE 6 08 December 2010 15 February 2011
Merrill Lynch Far East Limited RE 4 08 December 2010 15 February 2011
Merrill Lynch Far East Limited RE 1 08 December 2010 15 February 2011
Merrill Lynch (Asia Pacific) Limited RE 6 08 December 2010 15 February 2011
Merrill Lynch (Asia Pacific) Limited RE 4 08 December 2010 15 February 2011
Merrill Lynch (Asia Pacific) Limited RE 1 08 December 2010 15 February 2011