SFC Licences of TAM Wai Kit, Jonathan 譚瑋杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 21 June 2011 | 19 September 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 June 2011 | 19 September 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 June 2011 | 19 September 2012 |
Merrill Lynch Far East Limited | RE | 6 | 08 December 2010 | 15 February 2011 |
Merrill Lynch Far East Limited | RE | 4 | 08 December 2010 | 15 February 2011 |
Merrill Lynch Far East Limited | RE | 1 | 08 December 2010 | 15 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 December 2010 | 15 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 December 2010 | 15 February 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 December 2010 | 15 February 2011 |