SFC Licences of TANG Kai Kwong 鄧啟光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 22 June 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 June 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 6 | 09 June 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 09 June 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 09 June 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2021 | 23 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 July 2015 | 09 March 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 July 2015 | 09 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 January 2011 | 13 April 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 January 2011 | 13 April 2015 |