SFC Licences of LUO Juan 羅娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司	RE	9	09 January 2024
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司	RE	4	09 January 2024
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司	RE	1	09 January 2024
CMBC Securities Company Limited 民銀證券有限公司	RE	4	28 August 2018	22 July 2022
CMBC Securities Company Limited 民銀證券有限公司	RE	1	28 August 2018	22 July 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	17 July 2015	01 September 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	17 July 2015	01 September 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	25 November 2014	02 July 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	25 November 2014	02 July 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	25 November 2014	02 July 2015
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	25 June 2014	10 November 2014
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	20 November 2013	10 November 2014
Chief Securities Limited 致富證券有限公司	RE	1	13 January 2011	19 January 2011