SFC licenceholder AWS290 CHANG Hui 常輝

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RO [4] (Advising on Securities) 13 February 2020
CMB International Asset Management Limited 招銀國際資產管理有限公司 RO [9] (Asset Management) 06 April 2016
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [4] (Advising on Securities) 28 December 2015 13 February 2020
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [9] (Asset Management) 28 December 2015 06 April 2016
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RO [9] (Asset Management) 20 August 2014 11 December 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RE [4] (Advising on Securities) 14 January 2013 11 December 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RE [9] (Asset Management) 13 June 2011 20 August 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [4] (Advising on Securities) 24 January 2011 27 November 2012