SFC Licences of HUANG Yiran 黃屹然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 09 June 2017 | 03 September 2018 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 09 June 2017 | 03 September 2018 |
CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 01 December 2016 | 03 September 2018 |
CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 01 December 2016 | 03 September 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 19 August 2014 | 29 April 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 August 2014 | 29 April 2015 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 19 August 2014 | 29 April 2015 |
ICAP Equities Asia Limited | RE | 1 | 28 January 2011 | 31 July 2014 |