SFC Licences of LIN Xiaowen 林曉雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 07 July 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 01 February 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 08 November 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 08 November 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 13 July 2015 22 September 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 18 October 2012 22 September 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 18 October 2012 22 September 2017
Macquarie Corporate (Hong Kong) Limited RE 6 09 November 2011 31 August 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 09 November 2011 31 August 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 09 November 2011 31 August 2012
Macquarie Corporate (Hong Kong) Limited RE 6 28 January 2011 30 September 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 28 January 2011 30 September 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 28 January 2011 30 September 2011