SFC Licences of FUNG Koon Yan 馮冠欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 9 19 June 2020 03 December 2020
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 4 19 June 2020 03 December 2020
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RO 1 19 June 2020 03 December 2020
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 4 01 April 2020 19 June 2020
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 1 01 April 2020 19 June 2020
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 9 31 March 2020 19 June 2020
Kilmorey Asset Management Limited 金力資產管理有限公司 RE 9 17 May 2019 21 March 2020
Kilmorey Securities Limited 金力証券有限公司 RE 4 17 May 2019 03 December 2019
Kilmorey Securities Limited 金力証券有限公司 RE 1 17 May 2019 03 December 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 4 06 August 2018 23 April 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 9 03 October 2017 23 April 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 1 03 October 2017 23 April 2019
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 14 September 2016 01 September 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 September 2016 01 September 2017
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 September 2016 01 September 2017
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 9 25 January 2016 28 August 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 1 25 January 2016 28 August 2016
BMI Securities Limited 邦盟滙駿證券有限公司 RE 1 14 May 2014 28 August 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 09 September 2013 03 May 2014
Chief Securities Limited 致富證券有限公司 RE 1 27 November 2012 03 May 2014
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 14 May 2012 14 September 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 03 February 2012 02 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 03 February 2012 02 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 January 2011 24 December 2011