SFC Licences of SHUM Ching Hei 岑政熹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RO | 6 | 02 November 2021 | 30 June 2022 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 6 | 19 August 2021 | 02 November 2021 |
| HeungKong Capital Limited 香江資本有限公司 | RO | 6 | 15 March 2021 | 30 June 2022 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 1 | 04 December 2019 | 30 June 2022 |
| HeungKong Capital Limited 香江資本有限公司 | RE | 6 | 04 December 2019 | 15 March 2021 |
| South China Capital Limited 南華融資有限公司 | RO | 6 | 21 April 2017 | 24 November 2019 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 12 July 2016 | 24 November 2019 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 12 July 2016 | 24 November 2019 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 12 July 2016 | 21 April 2017 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 31 October 2014 | 20 June 2015 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 22 June 2012 | 20 June 2015 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 10 February 2011 | 26 November 2011 |