SFC Licences of SIU Yun Fat 蕭潤發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 28 September 2012 | 20 January 2014 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 28 September 2012 | 20 January 2014 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 28 September 2012 | 20 January 2014 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 11 February 2011 | 31 March 2011 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 11 February 2011 | 31 March 2011 |