SFC Licences of OKANO Ryuta
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 11 November 2020 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 11 November 2020 | |
| GFI (HK) Securities L.L.C. | RE | 7 | 26 February 2020 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 26 February 2020 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 26 February 2020 | |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 05 June 2018 | 31 October 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 05 June 2018 | 31 October 2018 |
| Vantage Capital Markets HK Limited | RE | 2 | 16 October 2012 | 17 July 2015 |
| Vantage Capital Markets HK Limited | RE | 1 | 16 October 2012 | 17 July 2015 |
| De Riva Asia Limited | RE | 2 | 21 February 2011 | 25 September 2012 |
| De Riva Asia Limited | RE | 1 | 21 February 2011 | 25 September 2012 |